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Sebastian Oscar Lopez-Hafen

Dash Investments

Woodland Hills, CA

Plano, TX

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Current Employers
Dash Investments

21600 Oxnard Street Ste. 1755, Woodland Hills, CA 91367 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-27
  • TX RA
    APPROVED
    Since 2025-05-27

Branch Locations

21600 Oxnard Street Ste. 1755, Woodland Hills, CA 91367 • United States

6275 W Plano Pkwy Suite 555, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Getlegal Fort Worth TX 05/2018 02/2019
El Pulpo Restaurant Dallas TX 01/2015 03/2019
University Of Texas-Arlington Arlington TX 08/2014 12/2018
Uber San Francisco CA 05/2017 08/2017
Nylife Securities Llc Dallas TX 05/2019 09/2021
New York Life Insurance Co Dallas TX 03/2019 09/2019
Fisher Investments Plano TX 09/2021 05/2025
Dash Investments Woodland Hills CA 05/2025 Present
  • 05/2018 → 02/2019
    Getlegal
    Fort Worth, TX
  • 01/2015 → 03/2019
    El Pulpo Restaurant
    Dallas, TX
  • 08/2014 → 12/2018
    University Of Texas-Arlington
    Arlington, TX
  • 05/2017 → 08/2017
    Uber
    San Francisco, CA
  • 05/2019 → 09/2021
    Nylife Securities Llc
    Dallas, TX
  • 03/2019 → 09/2019
    New York Life Insurance Co
    Dallas, TX
  • 09/2021 → 05/2025
    Fisher Investments
    Plano, TX
  • 05/2025 → Present
    Dash Investments
    Woodland Hills, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-02
S63 Uniform Securities Agent State Law Examination 2020-05-14
  • S65 Uniform Investment Adviser Law Examination
    2021-11-02
  • S63 Uniform Securities Agent State Law Examination
    2020-05-14
Other Names
  • Sebastian O Lopez
  • Sebastian O Lopez-Hafen
  • Sebastian O Hafen
  • S O Lopez Hafen

View on SEC IAPD

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STEWART E SCHRADER
Daniel Polyakov
Carol Ann Casebolt
Homer Jonathan Reed Wilson
JAMES MATTHEW PATTON
LISA ESTELLE HARWOOD
JEFFREY ALAN HARWOOD

Other Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
INDEPENDENT FINANCIAL GROUP, LLC · Woodland Hills, CA
VENTURA ADVISORS · WOODLAND HILLS, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
LINCOLN INVESTMENT · WOODLAND HILLS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodland Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Woodland Hills, CA
CHELSEA MANAGEMENT COMPANY · WOODLAND HILLS, CA

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