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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2020-03-06 |
| FL | RA | APPROVED | 2018-06-26 |
Branch Locations
250 Munoz Rivera Avenue, San Juan, PR 00918 • United States
San Juan, PR • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Incorporated Of Puerto Rico | San Juan | PR | 05/1997 | Present |
| Ubs Financial Services Inc. | San Juan | PR | 05/1997 | Present |
1) Facultad de Administración de Empresas de la Universidad de Puerto Rico / 15 Ave. Universidad STE 150 San Juan,PR 00925-2535 / Educational Establishment/ Education / University - Education / Advisor or advisory group member if advice given may influence an officer/board / / Attached document describes all duties / Start Date 2/6/2019. /// 2) Asociación Condominio Wilson Condado Plaza,Puerto Rico,Association (e.g. Trade or Industry, Sport),Homeowner's asociation,Condo owners board of directors,Member of Board of directors,Regular member of the board of directorsStart date -12/1/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-29 |
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