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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-04-17
TX RA APPROVED 2023-11-29
NJ RA APPROVED 2023-11-14
  • NC RA
    APPROVED
    Since 2024-04-17
  • TX RA
    APPROVED
    Since 2023-11-29
  • NJ RA
    APPROVED
    Since 2023-11-14

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Somerset NJ 12/1996 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-13
S63 Uniform Securities Agent State Law Examination 1997-11-24
  • S66 Uniform Combined State Law Examination
    2023-11-13
  • S63 Uniform Securities Agent State Law Examination
    1997-11-24
Other Names
  • Cara Amy Levine
  • Cara A Levine

View on SEC IAPD

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