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Tracy Maltby

Wells Fargo Advisors Financial Network, LLC

Springfield, OR

Lake Oswego, OR

Vancouver, WA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-05-16
OR RA APPROVED 2025-05-15
TX RA APPROVED 2025-05-15
  • WA RA
    APPROVED
    Since 2025-05-16
  • OR RA
    APPROVED
    Since 2025-05-15
  • TX RA
    APPROVED
    Since 2025-05-15

Branch Locations

400 International Way Suite 110 1St Fl , Springfield, OR 97477 • United States

5885 Meadow Rd 860 [Satellite], Lake Oswego, OR 97035 • United States

Vancouver, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Portland OR 07/2014 11/2016
Wells Fargo Clearing Services, Llc Portland OR 11/2016 05/2025
Wells Fargo Advisors Financial Network, Llc Lake Oswego OR 05/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-07
S63 Uniform Securities Agent State Law Examination 1997-07-25
  • S65 Uniform Investment Adviser Law Examination
    2010-08-07
  • S63 Uniform Securities Agent State Law Examination
    1997-07-25
Other Names
  • Tracy Lynn Hinkle
  • Tracy Lynn Maltby

View on SEC IAPD

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DAVID PATRICK AICHELE
ALLISON MARIE NELSON
JOSEPH LEO MANSFIELD
GERALD ROULEAU
HALEY DENISE THOMAS
STEPHANIE E SPRIGGS

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Springfield, OR
OSAIC ADVISORY SERVICES, LLC · Springfield, OR
OSAIC ADVISORY SERVICES, LLC · Springfield,, OR
BELPOINTE ASSET MANAGEMENT LLC · Springfield, OR
STATE FARM INVESTMENT MANAGEMENT CORP. · Springfield, OR
EDWARD JONES · SPRINGFIELD, OR
STATE FARM INVESTMENT MANAGEMENT CORP. · Springfield, OR
KEY INVESTMENT SERVICES LLC · Springfield, OR

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