Joseph Bradley Smith

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 05/2019
  Morgan Stanley Smith Barney
  Baton Rouge, LA
• 01/2015 → 05/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 05/2019 → Present
  Wells Fargo Advisors Financial Network, Llc
  Baton Rouge, LA

Previous Registrations

• 2009-06-01 → 2019-05-14
  Morgan Stanley
  Baton Rouge, LA
• 2006-04-25 → 2009-06-01
  Citigroup Global Markets Inc.
  Baton Rouge, LA
• 2003-01-09 → 2004-09-03
  Capital One Investments, Llc
  Denham Springs, LA
  Denham Springs, LA

Other Businesses

PROVIEW WEALTH MANAGEMENT, INVT RELATED, BATON ROUGE, LA, 100% OWNERSHIP, START DATE 5/9/2019, 200 HRS PER MONTH, ALL HRS DURING TRADING, FOR FINET PRACTICE.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-07-19

Other Names

• Brad Smith
• Joseph Bradley Smith