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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2010-05-24
  • MD RA
    APPROVED
    Since 2010-05-24

Branch Locations

645 Baltimore Annapolis Blvd Suite 200, Severna Park, MD 21146 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Severna Park MD 05/2010 Present
Raymond James Financial Services Advisors, Inc Severna Park MD 05/2010 Present
The Barnes Group Severna Park MD 12/2011 Present
Capitalist Investment Services Severna Park MD 05/2010 Present
  • 05/2010 → Present
    Raymond James Financial Services, Inc
    Severna Park, MD
  • 05/2010 → Present
    Severna Park, MD
  • 12/2011 → Present
    The Barnes Group
    Severna Park, MD
  • 05/2010 → Present
    Capitalist Investment Services
    Severna Park, MD
Previous Registrations
Other Businesses

(1)Name of Business: Baltimore Rental Address: 1027 Rio Lane, Severna Pk , MD, 21146, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/01/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rental Property (2)Name of Business: Capitalist Investment Services Address: 645 Baltimore Annapolis Blvd Ste 200, Severna Park, MD, 21146, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/01/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Financial Advisor (3)Name of Business: Severna Park Rental Address: 606 Pin Oak Road, Severna Park, MD, 21146, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 07/08/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Landlord

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-03-19
S65 Uniform Investment Adviser Law Examination 2004-03-05
  • S63 Uniform Securities Agent State Law Examination
    2004-03-19
  • S65 Uniform Investment Adviser Law Examination
    2004-03-05

View on SEC IAPD

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