Mark Angelo Coller

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1986 → Present
  Mark A. Coller, Cpa (Self)
  Staten Island, NY
• 08/2012 → Present
  National Planning Corporation
  Staten Island, NY
• 11/2017 → Present
  Lpl Financial Llc
  Staten Island, NY

Previous Registrations

• 2012-08-29 → 2017-11-29
  National Planning Corporation
  Manahawkin, NJ
  Staten Island, NY
  Los Angeles, CA
• 2005-10-24 → 2012-08-31
  Cetera Investment Advisers Llc
  Staten Island, NY
• 2005-02-07 → 2005-10-24
  C.J.M. Asset Management, Llc
  Pompton Lakes, NJ

Other Businesses

1. 11/29/2017 - Mark A Coller CPA - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date 5/1/86 - 144 Hours Per Month/120 Hours During Securities Trading - Time Spent 90 %.

Exams

• S66 Uniform Combined State Law Examination
  2005-01-20
• S63 Uniform Securities Agent State Law Examination
  1997-08-01

Designations

• Personal Financial Specialist