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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2016-04-15 |
Branch Locations
138 Conant St 4Th Fl, Beverly, MA 01915 • United States
125 High St Ste 1359A, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Saint Louis | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saint Louis | MO | 11/2016 | Present |
NATIONAL ASSOCIATION OF GUARDSMEN INC, BOSTON CHAPTER; NOT INV RELATED; MILTON, MA; TREASURER; 02/2025; 2 HOURS PER MONTH; NO HOURS DURING TRADING HOURS BOSTON KAPPA SCHOLARSHIP INVESTMENT FUND INC; INV RELATED;QUINCY,MA; INVESTMENT COMMITTEE MEMBER; START DATE: 08/01/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-16 |
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