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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-09-09
IL RA APPROVED 2011-08-19
  • TX RA
    APPROVED_RES
    Since 2011-09-09
  • IL RA
    APPROVED
    Since 2011-08-19

Branch Locations

4541 N Prospect Road Ste 400, Peoria Heights, IL 61616 • United States

Maquon, IL • United States

Dehinda, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Peoria IL 08/2011 Present
Previous Registrations
Other Businesses

(1)Name of Business: God's Country LLC Address: 105 IL-97, Maquon, IL, 61458, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Hilltop Partners V LLC Address: 145 Sunset Court , Morton, IL, 61550, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 01/31/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: coordination with tax professional for LLC (3)Name of Business: Morton Rentals LLC Address: 620 Harding Rd, Morton, IL, 61550, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I attend board meetings quarterly but I am not a part of any day-to-day decision making.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-06-26
S65 Uniform Investment Adviser Law Examination 1997-06-26
  • S63 Uniform Securities Agent State Law Examination
    1997-06-26
  • S65 Uniform Investment Adviser Law Examination
    1997-06-26

View on SEC IAPD

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