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David Lee Harrison

LPl Financial LLC

Austin, TX

Houston, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-19
  • TX RA
    APPROVED
    Since 2025-05-19

Branch Locations

13620 N Fm 620, Bldg C Ste 200, Austin, TX 78717 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Houston TX 06/1990 01/2021
Unemployed Houston TX 02/2021 04/2022
Cuso Financial Services, L.P. San Diego CA 05/2022 Present
Lpl Financial Houston TX 05/2025 Present
  • 06/1990 → 01/2021
    Valic Financial Advisors, Inc.
    Houston, TX
  • 02/2021 → 04/2022
    Unemployed
    Houston, TX
  • 05/2022 → Present
    Cuso Financial Services, L.P.
    San Diego, CA
  • 05/2025 → Present
    Lpl Financial
    Houston, TX
Previous Registrations
  • 2022-05-11 → 2025-10-24
    Cuso Financial Services, L.P.
    Houston, TX
    San Diego, CA
    Houston, TX
  • 2017-07-25 → 2021-02-05
    Valic Financial Advisors, Inc.
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-17
  • S66 Uniform Combined State Law Examination
    2017-07-17

View on SEC IAPD

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Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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