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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-01-20
TX RA APPROVED 2023-01-20
  • MI RA
    APPROVED
    Since 2023-01-20
  • TX RA
    APPROVED
    Since 2023-01-20

Branch Locations

24825 Little Mack Suite 400 [Satellite], St. Clair Shores, MI 48080 • United States

8501 North Scottsdale Rd Ste 150, Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Grosse Pointe Woods MI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Grosse Pointe Woods MI 11/2016 01/2023
Wells Fargo Advisors Financial Network, Llc Grosse Pointe MI 01/2023 Present
Previous Registrations
Other Businesses

HI-MARK RENTALS, LLC, CLAIR SHORES, MI. THE TYPE OF BUSINESS IS REAL ESTATE OWNERSHIP & RENTALS. WORKS 2 HOURS PER MONTH AND 0 DURING SECURITIES TRADING HOURS.| RENTAL PROPERTY, INV RELATED, ST. CLAIR SHORES, MI, 50% OWNERSHIP, START 1/30/2002, 1 HOUR PER MONTH, ZERO DURING TRADING, MAINTAIN PROPERTY.| GEORGE NIHEM SOLE PROPRIETORSHIP; INV RELATED; ST CLAIR SHORES, MI; FINET PRACTICE; 100% OWNERSHIP; START DATE 01/01/2023; 3 HOURS PER MONTH; 3 HOURS DURING TRADING; FINANCIAL ADVISOR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-24
S63 Uniform Securities Agent State Law Examination 1997-06-20
  • S66 Uniform Combined State Law Examination
    2010-11-24
  • S63 Uniform Securities Agent State Law Examination
    1997-06-20

View on SEC IAPD

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