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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
12 Coogan Boulevard Suite 201, Mystic, CT 06355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Essex | CT | 06/2009 | 06/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
| Morgan Stanley Smith Barney | Mystic | CT | 06/2024 | Present |
1.Griswold Textile Print; Investment related; Westerly, Rhode Island; Business / Company; Sole Proprietor / Owner / Partner; Dec/2017; During business hours: 0; After business hours: 0; Printing of decorative fabric 2.LLC; Investment related: Yes; Groton, CT; LLC; member; Jun 2018; During business hours: 0; After business hours: 0; 3.Trust; Investment related Yes; Wells, ME; Trust; trustee; Jun 2019; During business hours: 0; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-25 |
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