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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2019-10-01 |
| TX | RA | APPROVED_RES | 2019-10-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Alexandria | LA | 05/2005 | 09/2019 |
| Fsc Securities Corporatae Ria | Alexandria | LA | 05/2005 | 10/2019 |
| Fsc Agency | Alexandria | LA | 05/2005 | 10/2019 |
| Sunlife Of Canada | Alexandria | LA | 12/2006 | 09/2019 |
| Lincoln National Life | Alexandria | LA | 12/2006 | 09/2019 |
| Lpl Financial Llc | Alexandria | LA | 10/2019 | Present |
1) 10/1/19- Financial Solutions Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Alexandria. LA- start date 3/26/2010 2)10/1/19- FSG Holdings, LLC- Business Entity for Tax/Investment Purposes- Member- Inv. Related- Alexandria, LA -start date 3/31/2015 3)10/1/19- DIOCESE OF ALEXANDRIA- PERMANENT DEACON IN THE CATHOLIC CHURCH- non-inv. related- Alexandria, LA- start date 2/4/2012- 5hrs/mth 4)10/1/19- Financial Services of Central Louisiana LLC- Business Entity For Tax/Investment Purposes Only- Inv. Related - Inv. Related- Alexandria, LA- start date 5/2005-0% 5)10/1/19- land - owner of vacant lots - Inv. Related- Alexandria, LA- start date 5/6/2004- 0%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-25 |
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