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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-07-23 |
| FL | RA | APPROVED | 2013-01-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Guaynabo | PR | 09/2012 | Present |
| Bank Of America, N.A | Guaynabo | PR | 12/2012 | Present |
I*1477262For profit or not for profit: Entity For ProfitName of outside business organization: Blu Canary Capital LLCInvestment related: NAddress of business: Kennewick, Washington, 99336, United StatesNature of business: ["Limited Liability Company"]Position, title, association: ["Committee"], [["Executive committee"]]Start date of relationship: 9/15/2023Number of hours devoted: 4 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , Advisor I*452987For profit or not for profit: Entity For ProfitName of outside business organization: Tigella LLCInvestment related: NAddress of business: San Juan, , 00918, Puerto RicoNature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 1/30/2015Number of hours devoted: 4 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , Tigella LLC is a italian restaurant, attend quarterly meetings. I*4694267Entity Type: Entity CharitableName of OBA: Carlos Beltran Baseball Academy FoundationAddress: Florida, PRInvestment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 07/01/2026Number of Hours: 4, YearlyNumber of Hours during trading: 0, YearlyDuties: Provide scholarship for the students of the Carlos Beltran Baseball Academy in Puerto Rico. guidance on student award recipient and set up meetings I*4692292, Entity Type: , Name of OBA: Asociacion de Exalumnos UGHS, Address: San Juan , PR, 00927, Investment Related: N, Position, Title, Association: Committee, Employee Start Date: 07/01/2026, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: Provide guidance on golf tournament venue, location, format and schedule. Assist in scheduling and attending committee meeting. The University Gardens High School Alumni Association is a non-for-profit organization dedicated to support University Gardens High School in Puerto Rico. I*4692291, Entity Type: , Name of OBA: Fundacion UGHS, Address: San Juan , PR, 00927, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 07/01/2026, No Hours: 4 Yearly, No Hours during Trading: 0 Yearly, Duties: Provide guidance on the selection of student award recipient in accordance with the established regulations and criteria, assist in schedule and attending board meetings. Non-for-profit educational organization dedicated to providing scholarship to graduating students of University Gardens High School in Puerto Rico to support their college education.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-03 |
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