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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-07-23
FL RA APPROVED 2013-01-16
  • TX RA
    APPROVED_RES
    Since 2014-07-23
  • FL RA
    APPROVED
    Since 2013-01-16

Branch Locations

15 2Nd St / 15 Calle 2, Guaynabo, PR 00968 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Guaynabo PR 09/2012 Present
Bank Of America, N.A Guaynabo PR 12/2012 Present
Other Businesses

I*1477262For profit or not for profit: Entity For ProfitName of outside business organization: Blu Canary Capital LLCInvestment related: NAddress of business: Kennewick, Washington, 99336, United StatesNature of business: ["Limited Liability Company"]Position, title, association: ["Committee"], [["Executive committee"]]Start date of relationship: 9/15/2023Number of hours devoted: 4 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , Advisor I*452987For profit or not for profit: Entity For ProfitName of outside business organization: Tigella LLCInvestment related: NAddress of business: San Juan, , 00918, Puerto RicoNature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 1/30/2015Number of hours devoted: 4 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , Tigella LLC is a italian restaurant, attend quarterly meetings. I*4694267Entity Type: Entity CharitableName of OBA: Carlos Beltran Baseball Academy FoundationAddress: Florida, PRInvestment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 07/01/2026Number of Hours: 4, YearlyNumber of Hours during trading: 0, YearlyDuties: Provide scholarship for the students of the Carlos Beltran Baseball Academy in Puerto Rico. guidance on student award recipient and set up meetings I*4692292, Entity Type: , Name of OBA: Asociacion de Exalumnos UGHS, Address: San Juan , PR, 00927, Investment Related: N, Position, Title, Association: Committee, Employee Start Date: 07/01/2026, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: Provide guidance on golf tournament venue, location, format and schedule. Assist in scheduling and attending committee meeting. The University Gardens High School Alumni Association is a non-for-profit organization dedicated to support University Gardens High School in Puerto Rico. I*4692291, Entity Type: , Name of OBA: Fundacion UGHS, Address: San Juan , PR, 00927, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 07/01/2026, No Hours: 4 Yearly, No Hours during Trading: 0 Yearly, Duties: Provide guidance on the selection of student award recipient in accordance with the established regulations and criteria, assist in schedule and attending board meetings. Non-for-profit educational organization dedicated to providing scholarship to graduating students of University Gardens High School in Puerto Rico to support their college education.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-14
S63 Uniform Securities Agent State Law Examination 1998-08-03
  • S65 Uniform Investment Adviser Law Examination
    2013-01-14
  • S63 Uniform Securities Agent State Law Examination
    1998-08-03
Other Names
  • Alex J. Gierbolini
  • Alex J Gierbolini Bermudez

View on SEC IAPD

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