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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-06-08 |
| VA | RA | APPROVED | 2009-01-21 |
Branch Locations
4801 Courthouse St, Suite 110, Williamsburg, VA 23188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Williamsburg | VA | 01/2009 | Present |
1. 12/19/2008 - Williamsburg Financial Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 01/22/2015 - OTHER - NOTARY - NOT INV REL - 4365 New Town Ave, Williamsburg, VA 23188 - TIME SPENT 1 HOUR PER MONTH - WILLIAMSBURG, VA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-15 |
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