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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-07-12 |
| WA | RA | APPROVED | 2012-07-09 |
Branch Locations
2010 Caton Way Sw Percival Bldg. 11-Suite101, Olympia, WA 98502 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Olympia | WA | 06/2012 | Present |
1. Olympia WA Rotary Board of Directors; PO Box 7323; Olympia, WA 98507; Service Organization; Fellowship and Public Relations; Fellowship and Public Relations; 10/17/2018; 5 hours per week; during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-10 |
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