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Steven Robert Herman

Ameritas Advisory Services, LLC

Omaha, NE

Lincoln, NE

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Current Employers
Ameritas Advisory Services, Llc

5900 O Street, Lincoln, NE 68510 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-12-13
TX RA APPROVED_RES 2022-10-05
  • NE RA
    APPROVED
    Since 2022-12-13
  • TX RA
    APPROVED_RES
    Since 2022-10-05

Branch Locations

Omaha, NE • United States

5900 O Street, Lincoln, NE 68510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Charlotte NC 02/2015 07/2018
Securities America, Inc. La Vista NE 07/2018 09/2022
Ameritas Investment Company, Llc Lincoln NE 10/2022 Present
Ameritas Advisory Services, Llc Lincoln NE 10/2022 Present
  • 02/2015 → 07/2018
    Lpl Financial
    Charlotte, NC
  • 07/2018 → 09/2022
    Securities America, Inc.
    La Vista, NE
  • 10/2022 → Present
    Ameritas Investment Company, Llc
    Lincoln, NE
  • 10/2022 → Present
    Ameritas Advisory Services, Llc
    Lincoln, NE
Previous Registrations
  • 2018-07-26 → 2022-09-26
    Securities America Advisors, Inc.
    La Vista, NE
  • 2015-02-09 → 2018-07-24
    Lpl Financial Llc
    Wheatland, CA
    Fort Mill, SC
    San Diego, CA
  • 2008-02-20 → 2014-11-07
    Wells Fargo Clearing Services, Llc
    Roseville, CA
    Roseville, CA
    Roseville, CA
  • 2006-01-26 → 2007-09-26
    Eplanning Advisors Inc
    Roseville, CA
  • 2004-01-02 → 2004-03-16
    A. G. Edwards & Sons, Inc.
    Sacramento, CA
  • 2003-06-25 → 2004-01-08
    Ameriprise Advisor Services, Inc.
    Citrus Heights, CA
  • 1998-07-07 → 2003-02-05
    Ubs Financial Services Inc.
    Sacramento, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-08-01
S65 Uniform Investment Adviser Law Examination 1997-08-01
  • S63 Uniform Securities Agent State Law Examination
    1997-08-01
  • S65 Uniform Investment Adviser Law Examination
    1997-08-01
Other Names
  • Steven Robert Herman
  • Steven Herman
  • Steven Robert Herman
  • Steven Herman
  • Steve Herman

View on SEC IAPD

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MARK ALLEN LUDWIG
Nathaniel Phillip Beam
ERIK R. ADEN
KYLEE LIN SIMON
Jack Edward Wolfgram
Bradley Thomas Kenyon
PAUL PATRICK KEATTS

Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

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