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Steven Backoff

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Minneapolis, MN

Wells Fargo Clearing Services, LLC

Minneapolis, MN

St. Louis, MO

Minneapolis, MN

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-08-03
  • MN RA
    APPROVED
    Since 2026-08-03

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

550 S 4Th St, Minneapolis, MN 55415 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-04-03
  • MN RA
    APPROVED
    Since 2020-04-03

Branch Locations

Minneapolis, MN • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

550 S 4Th St 14Th Fl [Regional Supervision], Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Roseville MN 05/2012 03/2020
Focus Financial Minneapolis MN 05/2012 03/2020
Wells Fargo Clearing Services Minneapolis MN 03/2020 Present
Wells Fargo Advisors Financial Network Minneapolis MN 08/2026 Present
  • 05/2012 → 03/2020
    Royal Alliance Associates, Inc.
    Roseville, MN
  • 05/2012 → 03/2020
    Focus Financial
    Minneapolis, MN
  • 03/2020 → Present
    Wells Fargo Clearing Services
    Minneapolis, MN
  • 08/2026 → Present
    Wells Fargo Advisors Financial Network
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-01-06
  • S66 Uniform Combined State Law Examination
    1998-01-06
Other Names
  • Steve Backoff
  • Steven Eugene Backoff

View on SEC IAPD

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