Joseph P Dimino

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → Present
  Dimino Braunsen & Associates
  Costa Mesa, CA
• 11/2011 → 09/2025
  Avantax Investment Services, Inc.
  Mission Viejo, CA
• 01/2015 → 09/2025
  Avantax Advisory Services
  Mission Viejo, CA
• 01/2012 → 07/2019
  Anthem Blue Cross Health Insurance Agent
  Costa Mesa, CA
• 12/2011 → 09/2025
  Avantax Insurance Agency, Llc
  Mission Viejo, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Mission Viejo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-01-05 → 2025-09-05
  Avantax Advisory Services
  Mission Viejo, CA

Other Businesses

1) STATE BAR OF CA CLIENT SECURITY FUND COMMISSION POSITION: Committee Member (Volunteer) NATURE: The Client Security Fund (CSF) of the State of California provides restitution to clients who were victims of attorney theft. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2020 ADDRESS: 23120 Alicia Parkway, Suite 200, Mission Viejo CA 92692, United States DESCRIPTION: I am one of five Client Security Fund Commission members who review tentative decisions, objections, supporting materials, and the administrative records for CFF applications. The Commission makes legal determinations about whether a matter qualifies for reimbursement. These decisions are a final legal adjudication and constitute the State Bar's final action on the application for reimbursement. 4) FIXED INDEXED ANNUITIES POSITION: Registered Rep NATURE: Fixed Indexed Annuity Sales INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2023 ADDRESS: 23120 Alicia Parkway, Suite 200, Mission Viejo CA 92692, United States DESCRIPTION: Selling fixed indexed annuities to clients who may qualify for this type of product if it fits into their retirement plan. 5) Dimino Braunsen & Associates; Owner/Sole Proprietor; Tax Preparation/Accounting; NIR; 120; 01/01/2000; Costa Mesa CA 92627; Owner of Tax firm

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-12-05
• S63 Uniform Securities Agent State Law Examination
  2000-01-22

Designations

• Certified Financial Planner
• Chartered Financial Consultant