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Kurt Douglas Kraft

Morgan Stanley

Louisville, KY

CRD 2893564

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-01-31
TX RA APPROVED_RES 2020-02-20
KY RA APPROVED 2009-06-01
  • IN RA
    APPROVED
    Since 2022-01-31
  • TX RA
    APPROVED_RES
    Since 2020-02-20
  • KY RA
    APPROVED
    Since 2009-06-01

Branch Locations

4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Louisville KY 02/2000 Present
Morgan Stanley Smith Barney Louisville KY 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 02/2000 → Present
    Louisville, KY
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Louisville, KY
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

*392924 -Lending; Investment related -No; Chicago, Illinois; Loan; Lender (proprietor, partner, officer, director, employee, trustee, agent); Feb 2020; During business hours: 0; After business hours: 0. * 390012 - Saint Mary's of the Annunciation Catholic Parish; Investment related No; New Albany, Indiana; Charitable, Non-Profit; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 02/2020; During business hours: 1; After business hours: 3; Administrative. *636884 - Kraft Capital Holdings LLC; Investment related: Yes; Floyd's Knob, Indiana; Real Estate; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 4/2025; During business hours: 0; After business hours: 0.5; Administrative

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-30
S63 Uniform Securities Agent State Law Examination 1999-07-09
  • S65 Uniform Investment Adviser Law Examination
    1999-07-30
  • S63 Uniform Securities Agent State Law Examination
    1999-07-09
Other Names
  • Doug Kraft
  • Kurt Douglas Kraft
  • Kurt Douglas Kraft Jr
  • Kurt Douglas Kraft
  • Kurt Douglas Kraft Jr.

View on SEC IAPD

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