Best Investors
Account
Sign in
51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2023-07-25 |
Branch Locations
5101 S. Nevada Ave Suite 200, Sioux Falls, SD 57108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Fargo | ND | 04/1997 | Present |
| Nylife Securities Llc | Fargo | ND | 04/1997 | Present |
| Eagle Strategies Llc | Fargo | ND | 05/2014 | Present |
[Alaska Life Health Insurance Guaranty Association; Guaranty associations are state-sanctioned, nonprofit organizations that insure consumers in the unlikely event that their insurance companies fail and default on their payments.; 1007 W 3rd Ave, Anchorage, AK 99501; Start Date 06/2020; Role/Title: Board Member; Investment Related; 2 hours per month; 2 hours per month during securities trading hours; Under the Act creating AKLHIGA, it is governed by a board of governors who are elected by the member insurers. The member company elected to the board designates a person to be its representative, i.e., "live" person through whom a board member acts. NYL, who has been an AKLHIGA board member since the early 2000's, has designated you as its representative. As a board member, you will be asked to participate in the decisions that need to be made at a board level to ensure AKLIHGA is fulfilling its statutory obligations under the Act. That typically involves reviewing proposals as to how AKLHIGA will meeting its obligations when a member insurer is declared insolvent and is liquidated, as well as participating in the general operation of the Association. Typically I will brief the board on an issue, make recommendations, and then the board determines how it wants to proceed]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-24 |
Reach out to this advisor