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Christopher James Spango

Charles Schwab & Co., Inc.

Red Bank, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-22
NJ RA APPROVED 2019-03-11
  • NY RA
    APPROVED
    Since 2021-04-22
  • NJ RA
    APPROVED
    Since 2019-03-11

Branch Locations

55 Broad St, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc New York NY 08/2015 03/2019
Fidelity Personal And Workplace Advisors Boston MA 07/2018 03/2019
Charles Schwab & Co., Inc. Red Bank NJ 02/2019 Present
Charles Schwab Bank, Ssb Red Bank NJ 02/2019 Present
  • 08/2015 → 03/2019
    Fidelity Brokerage Services Llc
    New York, NY
  • 07/2018 → 03/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 02/2019 → Present
    Charles Schwab & Co., Inc.
    Red Bank, NJ
  • 02/2019 → Present
    Charles Schwab Bank, Ssb
    Red Bank, NJ
Previous Registrations
Other Businesses

1) PB BEACH 24 TRENTON AVENUE LLC|Investment Related: No|24 TRENTON AVENUE, POINT PLEASENT BEACH , NJ, 08742, USA|Real Estate (Non-Agent/Broker)|PRESIDENT|11/12/2021|Less than 20 hour/month - 0 during trading hours| OVERSEE RENTALS AND PAYMENTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-22
S63 Uniform Securities Agent State Law Examination 1998-08-11
  • S66 Uniform Combined State Law Examination
    2006-05-22
  • S63 Uniform Securities Agent State Law Examination
    1998-08-11
Designations
Other Names
  • Chris Spango
  • Chris Spango
  • Christopher James Spango
  • Christopher Spango

View on SEC IAPD

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Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

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