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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-01-17 |
Branch Locations
123 Elm Street Suite 900, Old Saybrook, CT 06475 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Middletown | CT | 06/2012 | 01/2025 |
| Raymond James Financial Services, Inc. | Old Saybrook | CT | 01/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Old Saybrook | CT | 01/2025 | Present |
| Oliver Asset Advisors, Llc | Old Saybrook | CT | 09/2019 | Present |
(1)Name of Business: 123 ELM STREET ASSOCIATION Address: 123 ELM STREET, OLD SAYBROOK , CT, 06475, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - President Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: BOARD MANAGES THE PROPERTY FOR THE LOCATION OF MY OFFICE FOR RJAMES - OLIVER ASSET ADVISORS. THE COMPLEX IS A COMMERCIAL CONDO ASSOCIATION. ALL TENTATS OWN THEIR REPSECTIVE UNITS (2)Name of Business: OLD SAYBROOK PROPERTIES LLC Address: 123 Elm St Ste 900, Old Saybrook, CT, 06475-4140, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 09/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Oliver Asset Advisors LLC Address: 123 Elm St Ste 900, Old Saybrook, CT, 06475-4140, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/07/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Advisory Office
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-15 |
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