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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-01-17
  • CT RA
    APPROVED
    Since 2025-01-17

Branch Locations

123 Elm Street Suite 900, Old Saybrook, CT 06475 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Middletown CT 06/2012 01/2025
Raymond James Financial Services, Inc. Old Saybrook CT 01/2025 Present
Raymond James Financial Services Advisors, Inc. Old Saybrook CT 01/2025 Present
Oliver Asset Advisors, Llc Old Saybrook CT 09/2019 Present
Previous Registrations
  • 2012-06-01 → 2025-01-17
    Middletown, CT
    Madison, CT
    Old Saybrook, CT
  • 2007-02-21 → 2012-06-21
    Cromwell, CT
    Stamford, CT
    Southington, CT
    Middletown, CT
    Rocky Hill, CT
    Hartford, CT
    Rocky Hill, CT
    Newington, CT
    Manchester, CT
    Middletown, CT
    Cromwell, CT
    Middletown, CT
    West Hartford, CT
  • 2006-01-19 → 2007-02-15
    Cetera Investment Services Llc
    Newington, CT
  • 2002-10-09 → 2005-08-16
    Webster Investment Services, Inc.
    Bristol, CT
Other Businesses

(1)Name of Business: 123 ELM STREET ASSOCIATION Address: 123 ELM STREET, OLD SAYBROOK , CT, 06475, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - President Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: BOARD MANAGES THE PROPERTY FOR THE LOCATION OF MY OFFICE FOR RJAMES - OLIVER ASSET ADVISORS. THE COMPLEX IS A COMMERCIAL CONDO ASSOCIATION. ALL TENTATS OWN THEIR REPSECTIVE UNITS (2)Name of Business: OLD SAYBROOK PROPERTIES LLC Address: 123 Elm St Ste 900, Old Saybrook, CT, 06475-4140, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 09/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Oliver Asset Advisors LLC Address: 123 Elm St Ste 900, Old Saybrook, CT, 06475-4140, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/07/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Advisory Office

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-23
S63 Uniform Securities Agent State Law Examination 1999-03-15
  • S65 Uniform Investment Adviser Law Examination
    1999-03-23
  • S63 Uniform Securities Agent State Law Examination
    1999-03-15
Other Names
  • James Wesley Oliver
  • James Wesley Oliver
  • Jamie Oliver
  • James Oliver

View on SEC IAPD

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