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Sean Elliot Buck

Raymond James & Associates, Inc.

Fort Lauderdale, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-04-04
  • FL RA
    APPROVED
    Since 2022-04-04

Branch Locations

201 E. Las Olas Blvd. Suite 1630, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Fort Lauderdale, FL 01/1998 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-30
S65 Uniform Investment Adviser Law Examination 1997-08-07
S63 Uniform Securities Agent State Law Examination 1997-07-25
  • S66 Uniform Combined State Law Examination
    2022-03-30
  • S65 Uniform Investment Adviser Law Examination
    1997-08-07
  • S63 Uniform Securities Agent State Law Examination
    1997-07-25
Other Names
  • Sean E Buck

View on SEC IAPD

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