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Adele Toussaint

LPl Financial LLC

Schaumburg, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-05-01
  • IL RA
    APPROVED
    Since 2009-05-01

Branch Locations

1821 Walden Office Square Park Suite 400, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Arlington Heights IL 05/2009 Present
  • 05/2009 → Present
    Lpl Financial
    Arlington Heights, IL
Previous Registrations
  • 2008-01-01 → 2009-05-13
    Wells Fargo Clearing Services, Llc
    Arlington Heights, IL
  • 2005-06-10 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Arlington Heights, IL
    Arlington Heights, IL
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-03
S63 Uniform Securities Agent State Law Examination 1997-06-09
  • S66 Uniform Combined State Law Examination
    2004-03-03
  • S63 Uniform Securities Agent State Law Examination
    1997-06-09
Designations

View on SEC IAPD

Other Firms

COX FINANCIAL GROUP, LTD.
CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WORLD EQUITY GROUP, INC.
BANKERS LIFE ADVISORY SERVICES, INC.
MARINER INDEPENDENT
NAVARRO ASSET MANAGEMENT, LLC
ASCENTIS INDEPENDENT ADVISORS, LLC

Other Investors

JOHN HERMAN COX
MICHAEL MYLES HARLAN
GREGORY ALLAN KATZMAN
MICHAEL JUDE MASCIOPINTO
CLAIRE MARIE KENT
Michael E Burdick
GEOFFREY THOMAS WHARTON
PAUL PHILLIP KACZMARCZYK

Other Offices

COX FINANCIAL GROUP, LTD. · SCHAUMBURG, IL
CETERA INVESTMENT ADVISERS LLC · SCHAUMBURG, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Schaumburg, IL
WORLD EQUITY GROUP, INC. · Schaumburg, IL
BANKERS LIFE ADVISORY SERVICES, INC. · Schaumburg, IL
BANKERS LIFE ADVISORY SERVICES, INC. · SCHAUMBURG, IL
MARINER INDEPENDENT · Schaumburg, IL
NAVARRO ASSET MANAGEMENT, LLC · SCHAUMBURG, IL

More in Schaumburg, IL

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