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Joseph Edward Gaudino

J.P. Morgan Securities LLC

Alpharetta, GA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-12-04
  • GA RA
    APPROVED
    Since 2025-12-04

Branch Locations

5585 Atlanta Hwy, Alpharetta, GA 30004 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Dahlonega GA 08/2022 07/2025
Wells Fargo Bank, Na Dahlonega GA 02/2016 07/2025
Publix Super Markets, Inc. Lakeland FL 01/2017 03/2017
Jpmorgan Chase Bank, N.A. Alpharetta GA 11/2025 Present
J.P. Morgan Securities Llc Alpharetta GA 11/2025 Present
Unemployed Dawsonville GA 08/2025 10/2025
  • 08/2022 → 07/2025
    Wells Fargo Clearing Services, Llc
    Dahlonega, GA
  • 02/2016 → 07/2025
    Wells Fargo Bank, Na
    Dahlonega, GA
  • 01/2017 → 03/2017
    Publix Super Markets, Inc.
    Lakeland, FL
  • 11/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Alpharetta, GA
  • 11/2025 → Present
    J.P. Morgan Securities Llc
    Alpharetta, GA
  • 08/2025 → 10/2025
    Unemployed
    Dawsonville, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-16
S63 Uniform Securities Agent State Law Examination 2022-12-12
  • S66 Uniform Combined State Law Examination
    2023-03-16
  • S63 Uniform Securities Agent State Law Examination
    2022-12-12
Other Names
  • Joseph Edward Gaudino
  • Joseph Gaudino

View on SEC IAPD

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