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Current Employers
Trust Advisory Group Ltd

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2012-06-01
  • CT RA
    APPROVED
    Since 2012-06-01

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Orange, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ages Financial Services, Ltd. Reading MA 06/2012 09/2024
Trust Advisory Group Ltd Orange CT 06/2012 Present
Stonex Securities Inc Orange CT 09/2024 Present
  • 06/2012 → 09/2024
    Ages Financial Services, Ltd.
    Reading, MA
  • 06/2012 → Present
    Orange, CT
  • 09/2024 → Present
    Stonex Securities Inc
    Orange, CT
Previous Registrations
  • 2009-10-22 → 2012-05-02
    American Planning Group Inc
    Stamford, CT
  • 2005-04-07 → 2008-07-21
    Fairfield, CT
    Fairfield, CT
  • 2004-01-28 → 2004-09-24
    Raymond James Financial Services, Inc.
    Monroe, CT
  • 2002-04-12 → 2004-01-26
    A. G. Edwards & Sons, Inc.
    Greenwich, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-10
S63 Uniform Securities Agent State Law Examination 1997-08-01
  • S65 Uniform Investment Adviser Law Examination
    1997-12-10
  • S63 Uniform Securities Agent State Law Examination
    1997-08-01

View on SEC IAPD

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