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Christopher H Howell Ohmstede

Ubs Financial Services Inc.

Beaumont, TX

CRD 2891487

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-01-13
  • TX RA
    APPROVED
    Since 2012-01-13

Branch Locations

3450 Dowlen Road Suite A, Beaumont, TX 77706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Beaumont TX 01/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-25
S63 Uniform Securities Agent State Law Examination 1997-07-28
  • S65 Uniform Investment Adviser Law Examination
    1997-08-25
  • S63 Uniform Securities Agent State Law Examination
    1997-07-28
Other Names
  • Christopher H Ohmstede
  • Chris Ohmstede
  • Christopher Howell Ohmstede

View on SEC IAPD

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EDWARD JONES · BEAUMONT, TX
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