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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-23 |
| MN | RA | APPROVED | 2014-09-16 |
Branch Locations
715 Old Hwy 8 Nw, New Brighton, MN 55112 • United States
3900 Northwoods Dr Ste 150, Arden Hills, MN 55112 • United States
North Oaks, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New Brighton | MN | 07/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | New Brighton | MN | 03/2020 | Present |
Real Estate Ownership; Commercial; 715 Old Highway 8 NW, , New Brighton, MN, 55112; Not Investment-Related; 06/16/2023. Business Ownership; The Windsor Group; Managing the ongoing operations of a Financial Planning Practice; Financial Planning; 715 Old highway 8 NW, , New Brighton, MN, 55112; Investment-Related; 01/11/2023; 20 to 39 hours per month; 10 to 19 during trading hours / The Prairie Group, LLC; I will be a Limited Partner of The Prairie Group, LLC.; Financial Planning; 715 Old Highway 8 NW, , New Brighton, MN, 55112; Investment-Related; 01/29/2024; 20 to 39 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-02 |
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