Patrick Roger Haspert

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 03/2020
  Ameriprise Financial Services, Inc.
  New Brighton, MN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  New Brighton, MN

Other Businesses

Real Estate Ownership; Commercial; 715 Old Highway 8 NW, , New Brighton, MN, 55112; Not Investment-Related; 06/16/2023. Business Ownership; The Windsor Group; Managing the ongoing operations of a Financial Planning Practice; Financial Planning; 715 Old highway 8 NW, , New Brighton, MN, 55112; Investment-Related; 01/11/2023; 20 to 39 hours per month; 10 to 19 during trading hours / The Prairie Group, LLC; I will be a Limited Partner of The Prairie Group, LLC.; Financial Planning; 715 Old Highway 8 NW, , New Brighton, MN, 55112; Investment-Related; 01/29/2024; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-09-15
• S63 Uniform Securities Agent State Law Examination
  1997-06-02

Designations

• Certified Financial Planner
• Chartered Financial Consultant