Roberto Luis Lizama

Current Employers

Employment History

• 01/2015 → 09/2016
  Wunderlich Securities, Inc.
  Memphis, TN
• 09/2016 → 10/2019
  Investment Placement Group
  San Diego, CA
• 09/2016 → 10/2019
  Ipg Investment Advisors, Llc.
  San Diego, CA
• 01/2020 → Present
  Saxony Securities
  St. Louis, MO
• 03/2020 → Present
  Rose Capital Advisors, Llc Dba Wealth Capital Partners
  Miami, FL
• 02/2017 → Present
  Msp Recovery, Llc
  Coral Gables, FL

Previous Registrations

• 2016-09-14 → 2019-10-03
  Ipg Investment Advisors, Llc
  Miami, FL
  San Diego, CA
• 2015-02-12 → 2016-09-13
  B. Riley Wealth Management
  Miami, FL
  New York, NY
• 2006-08-10 → 2015-01-26
  Dominick & Dickerman Llc
  Miami, FL
  Miami, FL
• 1997-07-10 → 2003-06-25
  Morgan Stanley Dw Inc.
  Miami, FL

Other Businesses

1)Wealth Capital Partners, LLC, DBA for investment-related activities. 2)MSP Recovery, LLC; non-investment related, 3701 S. Le Jeune Road, 10th Floor, Coral Gables, FL 33134, Manager, Started on Feb. 21st, 2017, 140 hours per month, 100 hours during trading, duties include overseeing data onboarding and data analysis for Medicare and Medicaid Secondary Pager recoveries. 3)Independent Licensed Insurance Agent; Miami, FL; Life including Variable annuities licensed, 1-20% of time spent on activity. 4) Amazil Co., 2701 S LeJeune Road 10th Floor, Coral Gables FL. 33134, LLC established to receive payments from OBA position with MSP Recovery., Payments stopped in 2022 when employment status changed from 1099 to a W2 employee, 6.5 hrs/month during trading. 5) Real Estate Loan Fund, non-investment related, 7136 SW 47th Street, Miami, FL. 33155, Mortgage Related Services, Loan Administration and Operations, begins 6/15/2026, 40-50hrs per month, 20 -25 hrs during trading hours, assist with loan administration.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-11
• S63 Uniform Securities Agent State Law Examination
  1997-07-16