Brendan Thomas Hayes

Current Employers

Employment History

• 09/2013 → Present
  Provenance Wealth Advisors
  Boca Raton, FL
• 08/2013 → 08/2023
  Raymond James Financial Services, Inc.
  West Palm Beach, FL
• 09/2013 → 08/2023
  Raymond James Financial Services Advisors Inc.
  West Palm Beach, FL
• 07/1997 → Present
  Provenance Wealth Advisors
  West Palm Beach, FL
• 09/2013 → Present
  Provenance Wealth Advisors Llc
  Palm Beach, FL
• 08/2023 → Present
  Pwa Securities, Llc
  West Palm Beach, FL

Previous Registrations

• 2013-09-11 → 2023-08-25
  Raymond James Financial Services Advisors, Inc
  Boca Raton, FL
  Boca Raton, FL
  West Palm Beach, FL
• 2005-10-03 → 2013-09-03
  Walnut Street Securities, Inc.
  Boca Raton, FL
  Fort Lauderdale, FL
  Miami, FL
  Ft. Lauderdale, FL
• 1998-06-01 → 2004-09-03
  Osaic Fa, Inc.
  Deerfield Beach, FL

Other Businesses

1) Provenance Wealth Advisors Address: 777 S Flagler Dr Ste 902,West Palm Beach, FL Nature of the Business: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/01/1997 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 10 Description of duties: I act as an agent to sell insurance. 2) Name of Business: Provenance Wealth Advisors, LLC Address: 777 S Flagler Dr Ste 902, West Palm Beach, FL, 33401, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 09/03/2013 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Offer financial planning

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-30
• S63 Uniform Securities Agent State Law Examination
  1997-06-19