Best Investors Account Sign in
Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-08-01
  • CO RA
    APPROVED
    Since 2019-08-01

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Highlands Ranch, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Services Co., Inc Centennial CO 10/2014 03/2018
J.P. Morgan Securities Llc Greenwood Village CO 06/2018 02/2019
Jpmorgan Chase Bank, N.A. Greenwood Village CO 06/2018 02/2019
Unemployed Highlands Ranch CO 03/2018 06/2018
Scottrade Inc Centennial CO 10/2014 03/2018
Scottrade Investment Management Centennial CO 10/2014 03/2018
Gwfs Equities, Inc Greenwood Village CO 07/2019 Present
Unemployed Highlands Ranch CO 02/2019 07/2019
  • 10/2014 → 03/2018
    Td Ameritrade Services Co., Inc
    Centennial, CO
  • 06/2018 → 02/2019
    Greenwood Village, CO
  • 06/2018 → 02/2019
    Jpmorgan Chase Bank, N.A.
    Greenwood Village, CO
  • 03/2018 → 06/2018
    Unemployed
    Highlands Ranch, CO
  • 10/2014 → 03/2018
    Scottrade Inc
    Centennial, CO
  • 10/2014 → 03/2018
    Scottrade Investment Management
    Centennial, CO
  • 07/2019 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 02/2019 → 07/2019
    Unemployed
    Highlands Ranch, CO
Previous Registrations
  • 2018-08-15 → 2019-02-13
    Greenwood Village, CO
  • 2016-04-28 → 2018-03-08
    Scottrade Investment Management
    Saint Louis, MO
  • 2013-02-26 → 2014-10-29
    Maddock Financial, Llc
    Greenwood Village, CO
  • 2004-03-31 → 2007-02-06
    Integrated Concepts Inc
    Lakewood, CO
  • 1999-05-24 → 2004-02-11
    Englewood, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-25
S63 Uniform Securities Agent State Law Examination 2008-07-22
  • S65 Uniform Investment Adviser Law Examination
    2013-03-25
  • S63 Uniform Securities Agent State Law Examination
    2008-07-22
Other Names
  • Martin Holt
  • Martin Noonan Holt
  • Marty Holt
  • Martin N Holt

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Greenwood Village, CO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor