Paul Sanford Faidley

Current Employers

Employment History

• 09/1996 → 11/2018
  John Hancock Mutual Life Insurance Co
  Dallas, TX
• 09/1996 → 11/2018
  Signator Investors, Inc.
  Fort Worth, TX
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Fort Worth, TX
• 05/2019 → Present
  Kestra Investment Services, Llc.
  Fort Worth, TX
• 05/2019 → Present
  Kestra Advisory Services, Llc.
  Fort Worth, TX

Previous Registrations

• 2018-11-02 → 2019-05-09
  Osaic Wealth, Inc.
  Fort Worth, TX
• 2018-02-08 → 2018-11-02
  Signator Investors, Inc.
  Fort Worth, TX
  Fort Worth, TX

Other Businesses

Name: Gus Bates Financial Services Investment Related: Yes Address: 3221 Collinsworth Street Ft. Worth TX 76107 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Partner Start Date: 5/1/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Sales Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 05/01/2019 ADDRESS: 5707 Southwest Parkway Building 2 Ste. 400, Austin TX 78735, United States DESCRIPTION: Investment advice to clients. Name: COWTOWN EXECUTIVES ASSOCIATION POSITION: Mentorship Chairman NATURE: Board position INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/07/2006 ADDRESS: 306 West 7th Street, Ft Worth TX 76102, United States DESCRIPTION: Orient new members to the organization. Coach and mentor other members as necessary. Name: P&A JUNIOR LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 06/30/2026 ADDRESS: 2200 Castle View Road, Mansfield TX 76063, United States DESCRIPTION: Manage the LLC

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-25
• S63 Uniform Securities Agent State Law Examination
  1997-08-01

Designations

Other Names

• Paul Sanford Faidley