Benjamin John Rickey

Current Employers

Employment History

• 02/2001 → Present
  Leonard Rickey Investment Advisors, P.L.L.C.
  Yakima, WA

Previous Registrations

• 1999-01-13 → 2013-05-02
  Lpl Financial Llc
  Eastsound, WA
  Yakima, WA
  Yakima, WA
  Richland, WA
  Seattle, WA

Other Businesses

1. 3/8/2011: LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C (Hybrid) - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 0% - Provides Financial Planning for fixed and hourly fees. 2. 7/3/2012: LRIA Leasing PLLC - Other-Plane Leasing - Time Spent 1% - LRIA Leasing PLLC owns a seneca V plane that is leased to Leonard Rickey Investment Advisors. This is a wholly owned subsidiary of Leonard Rickey Investment Advisors. The firm rolls into the same balance sheet and tax return as the RIA. 3. 1/9/2013: LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C (hybrid) - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 95% - Advisor will serve as an investment advisor Representative under LRIA. Activities may include financial planning rendering investment advice for a fee, retirement plan consulting, or other related financial consulting. 4. 2/23/2016: Leonard Rickey Investor Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/16/2016 - 20 Hours Per Month During Securities Trading. 5. 01/01/2019: Pathway Tax Group/Non-investment related/Same as business address/Tax services such as tax preparation and tax advice/Owner/2 hours/month, 2 hours during securities trading hours/Duties include analyzing and advising on taxes

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-06-10
• S65 Uniform Investment Adviser Law Examination
  1997-06-10

Designations

Other Names

• Ben Rickey