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Heather Lynn Joynes

Stifel, Nicolaus & Company, Incorporated

Bel Air, MD

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-09
MD RA APPROVED 2007-06-05
  • TX RA
    APPROVED_RES
    Since 2020-03-09
  • MD RA
    APPROVED
    Since 2007-06-05

Branch Locations

115 North Main Street Suite #A, Bel Air, MD 21014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Bel Air MD 06/2007 Present
Previous Registrations
  • 2006-08-15 → 2007-06-05
    Ryan Beck & Co.
    Bel Air, MD
    Baltimore, MD
  • 2006-02-21 → 2006-08-16
    Citigroup Global Markets Inc.
    Bel Air, MD
    New York, NY
    Bel Air, MD
  • 2000-11-17 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Bel Air, MD
Other Businesses

1. Notary; Bel Air, MD 21014; Maryland Notary Services; 02/07/2013; 1 Hour per Year; During securities trading hours; Not Investment-Related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-01
S63 Uniform Securities Agent State Law Examination 1998-08-17
  • S65 Uniform Investment Adviser Law Examination
    1999-12-01
  • S63 Uniform Securities Agent State Law Examination
    1998-08-17
Other Names
  • Heather Lynn Ditman
  • Heather Lynn Ditman
  • Heather Lynn Dardamanis

View on SEC IAPD

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EDWARD JONES

Other Investors

MELISSA MARIE MULLAN
ERIK LOUIS KELLER
ADAM WILLIS FREELAND
Bryce Harrison
Michael Hax Clayton
Bryan Angelilli
ALEC LLOYD MOURING
JOSEPH MICHAEL ANDERSEN

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · BEL AIR, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bel Air, MD
OSAIC WEALTH, INC. · BEL AIR, MD
FOUNDERS FINANCIAL SECURITIES LLC · BEL AIR, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BEL AIR, MD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Bel Air, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Bel Air, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Be Air, MD

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