Heather Lynn Joynes

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → Present
  Stifel, Nicolaus & Company, Incorporated
  Bel Air, MD

Previous Registrations

• 2006-08-15 → 2007-06-05
  Ryan Beck & Co.
  Bel Air, MD
  Baltimore, MD
• 2006-02-21 → 2006-08-16
  Citigroup Global Markets Inc.
  Bel Air, MD
  New York, NY
  Bel Air, MD
• 2000-11-17 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Bel Air, MD

Other Businesses

1. Notary; Bel Air, MD 21014; Maryland Notary Services; 02/07/2013; 1 Hour per Year; During securities trading hours; Not Investment-Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-01
• S63 Uniform Securities Agent State Law Examination
  1998-08-17

Other Names

• Heather Lynn Ditman
• Heather Lynn Ditman
• Heather Lynn Dardamanis