Neil O Abney

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 09/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
  Louisville, KY
• 12/2009 → 09/2018
  Bank Of America, Na
  Louisville, KY
• 09/2018 → 03/2020
  Ameriprise Financial Services Inc
  Louisville, KY
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Louisville, KY

Previous Registrations

• 2009-07-31 → 2018-09-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Louisville, KY
• 2008-01-01 → 2009-08-03
  Wells Fargo Clearing Services, Llc
  Louisville, KY
• 2003-10-28 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Louisville, KY
  Louisville, KY
  St. Louis, MO

Other Businesses

Real Estate Ownership; Single Family; 6527 Dunnlea Drive, , Pewee Valley, KY, 40569; Investment-Related; 02/01/2022.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-15
• S63 Uniform Securities Agent State Law Examination
  1999-12-02

Other Names

• Neil O Abney
• Neil Owen Wright Abney