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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-03 |
| WA | RA | APPROVED | 2018-06-06 |
Branch Locations
1701 Southeast Columbia River Drive Suite 120, Vancouver, WA 98661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Portland | OR | 03/2008 | 05/2017 |
| Morgan Stanley Smith Barney Llc | Vancouver | WA | 05/2017 | Present |
(1) Other; Not Investment Related; Making and Selling Craft Items; Sole Proprietor / Owner / Partner; Start March 2017; During business hours: 0; After business hours: 10; Making and selling craft items, and craft patterns on various web sites and in local craft fairs. (2) 380805 - Susan Love; Not Investment Related; Local Craft Fairs; Independent Contractor; Start October 2019; During business hours: 0; After business hours: 3; Selling handmade goods at a holiday bazaar. (3) 656288- Suzie Q's Craftroom; Not Investment Related; Vancouver, WA; Art/Culture; Sole Proprietor/Owner; Start April 2025; During business hours: 0; After business hours: 20; Business Development/Growth.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-02 |
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