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Vickie L Schaaf

Ubs Financial Services Inc.

Cincinnati, OH

Milford, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-12-05
OH RA APPROVED 2012-11-21
  • TX RA
    APPROVED_RES
    Since 2012-12-05
  • OH RA
    APPROVED
    Since 2012-11-21

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Milford, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Cincinnati OH 11/2012 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-21
S63 Uniform Securities Agent State Law Examination 2003-05-02
  • S66 Uniform Combined State Law Examination
    2012-08-21
  • S63 Uniform Securities Agent State Law Examination
    2003-05-02
Other Names
  • Vickie Lynn Brown
  • Vickie L Cunningham
  • Vickie Lynn Cunningham
  • Vickie Lynn Cunningham
  • Vickie Lynn Schaaf
  • Vickie L Schaaf
  • Vickie Lynn Schaaf

View on SEC IAPD

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OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
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