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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-01 |
| UT | RA | APPROVED | 2021-05-07 |
Branch Locations
95 S State St Suite 2180, Salt Lake City, UT 84111 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Salt Lake City | UT | 01/2000 | 05/2021 |
| Bank Of America, Na | Salt Lake City | UT | 09/2009 | 05/2021 |
| Raymond James & Associates, Inc | Salt Lake City | UT | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-09 |
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