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Kevin Sean Townsend

Raymond James & Associates, Inc.

Salt Lake City, UT

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-01
UT RA APPROVED 2021-05-07
  • TX RA
    APPROVED_RES
    Since 2021-06-01
  • UT RA
    APPROVED
    Since 2021-05-07

Branch Locations

95 S State St Suite 2180, Salt Lake City, UT 84111 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Merrill Lynch Salt Lake City UT 01/2000 05/2021
Bank Of America, Na Salt Lake City UT 09/2009 05/2021
Raymond James & Associates, Inc Salt Lake City UT 05/2021 Present
  • 01/2000 → 05/2021
    Merrill Lynch
    Salt Lake City, UT
  • 09/2009 → 05/2021
    Bank Of America, Na
    Salt Lake City, UT
  • 05/2021 → Present
    Raymond James & Associates, Inc
    Salt Lake City, UT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-03
S63 Uniform Securities Agent State Law Examination 1997-06-09
  • S65 Uniform Investment Adviser Law Examination
    1999-04-03
  • S63 Uniform Securities Agent State Law Examination
    1997-06-09
Designations

View on SEC IAPD

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