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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
  • FL RA
    APPROVED
    Since 2025-01-01

Branch Locations

1209 Edgewater Dr Ste 203, Orlando, FL 32804 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 03/1997 Present
Northwestern Mutual Investment Services, Llc Orlando FL 06/1997 Present
Northwestern Mutual Investment Services, Llc Orlando FL 03/2011 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2012 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 39% OWNER, VETAVIZE LLC, 1028 STETSON ST, ORLANDO, , FLORIDA, 32804, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 7/23/2021, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, HELP DEVELOP AN APP TO MATCH VETERANS WITH VETERAN CHARITIES. NOT INVESTMENT-RELATED. 3. THE CDN POUR LLC, 100 INTERNATIONAL PARKWAY STE 130, LAKE MARY, FL 32746, , FLORIDA, 32835, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 3/2/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSIVE OWNER; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-07
  • S66 Uniform Combined State Law Examination
    2006-02-07
Other Names
  • Carmin Vaccaro

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