Dana Elizabeth Wilkins

Janney Montgomery Scott LLC

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Current Employers

Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2020-08-03
DE	RA	APPROVED	2013-11-13

PA RA
APPROVED

Since 2020-08-03
DE RA
APPROVED

Since 2013-11-13

Branch Locations

20 Montchanin Road Suite 120, Greenville, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Janney Montgomery Scott,Llc	Greenville	DE	11/2013	Present

11/2013 → Present

Janney Montgomery Scott,Llc

Greenville, DE

Previous Registrations

2009-06-01 → 2013-11-25

Morgan Stanley

Greenville, DE

Greenville, DE
2007-10-18 → 2009-06-01

Citigroup Global Markets Inc.

Greenville, DE

Wilmington, DE

Wilmington, DE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-09
S63	Uniform Securities Agent State Law Examination	1998-07-22

S66 Uniform Combined State Law Examination

2007-10-09
S63 Uniform Securities Agent State Law Examination

1998-07-22

Other Names

Dana Elizabeth Hendrickson

View on SEC IAPD

Other Firms

SPEARHEAD ADMINISTRATIVE SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

MARVIN & PALMER ASSOCIATES

COMMONWEALTH FINANCIAL NETWORK

Other Investors

David Cook Reynolds

Patrick Edward Walsh

Alyson Renee Kest

Mark P Hamilton

Kevin Osmar Noguez Ochoa

Aaron Christopher Leonard

MICHAEL THOMAS FARQUHARSON

JEANNE ELIZABETH GRIFFITH

Other Offices

SPEARHEAD ADMINISTRATIVE SERVICES, LLC · GREENVILLE, DE

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WILMINGTON, DE

EDWARD JONES · Greenville, DE

LPL FINANCIAL LLC · WILMINGTON, DE

WELLS FARGO CLEARING SERVICES, LLC · GREENVILLE, DE

MARVIN & PALMER ASSOCIATES · WILMINGTON, DE

COMMONWEALTH FINANCIAL NETWORK · Wilmington, DE

&PARTNERS · Wilmington, DE

More in Greenville, DE

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