Adam Scott Peltzman

Current Employers

Employment History

• 04/2005 → 06/2017
  Financial Independence Planning Llc
  East Norriton, PA
• 01/2012 → Present
  Health And Benefits Partners Llc
  East Norriton, PA
• 09/2014 → 06/2017
  Voya Financial Advisors
  East Norriton, PA
• 06/2017 → 12/2022
  Mutual Securities, Inc.
  Camarillo, CA
• 06/2017 → Present
  Certior Financial Group, Llc F/K/A Kantor Financial Group, Llc.
  King Of Prussia, PA

Previous Registrations

• 2006-03-14 → 2017-06-15
  Voya Financial Advisors, Inc.
  Conshohocken, PA
  Lansdale, PA
  East Norriton, PA
  Lafayette Hill, PA
  Conshohocken, PA

Other Businesses

1. ARA PROPERTIES, LLC, START DATE: 11/16, 2006 DE KALB PIKE, EAST MORRITON, PA 19401, REAL ESTATE HOLDING COMPANY, OWNER, NOT INVESTMENT RELATED, 5 HOURS PER MONTH, < 1 HOURS PER DAY DURING TRADING HOURS. 2. HEALTH AND BENEFIT PARTNERS, LLC, START DATE: 03/01, 2006 DE KALB PIKE, EAST NORRITON, PA 19401, INSURANCE AGENCY/AGENT/OWNER, NOT INVESTMENT RELATED, 160 HOURS PER MONTH, 4 HOURS PER DAY DURING TRADING HOURS. 3. INDEPENDENT INSURANCE AGENT, SOLE PROPRIETOR, START DATE: 03/01, 2006 DE KALB PIKE, EAST NORRITON, PA 19401, INSURANCE AGENCY/AGENT/OWNER, NOT INVESTMENT RELATED, 160 HOURS PER MONTH, 4 HOURS PER DAY DURING TRADING HOURS. 4. Today is a Good Day, Start Date: 04/17/2020, 1108 Bethlehem Pike, Flourtown, PA 1931, 51c3, Non Profit, Board of Directors, Advise on volunteering, support, and fundraising, Not Investment Related, 10 Hours per month, Less than 1 Hour per day during trading hours. 5. BAJ Management, LLC., Start Date: 01/01/2021, 350 Butler Ave., Ste. 202, New Britain, PA 18901, Insurance Agency, Minorily Shareholder, Sell Insurance, Not Investment Related, Less than 1 Hour per month, Less that 1 Hour per day during trading hours. 6. SGH Brokerage, LLC., 118 York Rd, Jenkintown, PA 19046, LLC, Insurance Agency, Minorily Partner, Sell Insurance - Health Insurance, Not Investment Related, Less than 1 Hour per month, Less than 1 Hour per day during trading hours. 7. GNA Associates, LLC., Start Date: 05/01/2021, 2006 DeKalb Pike, East Norriton, PA 19401, Sell Property and Casualty Insurance - Insurance Agency, Shareholder, Refer business for home and auto manage tax returns and financial matters, Not Investment Related, Less than 10 Hours per month, Less than 1 Hour per day during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2001-01-31
• S63 Uniform Securities Agent State Law Examination
  2000-08-16

Designations