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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-02-14 |
| MT | RA | APPROVED | 2019-09-27 |
| MN | RA | APPROVED | 2019-09-25 |
| TX | RA | APPROVED | 2019-09-25 |
Branch Locations
1101 E Main St, Suite 301, Bozeman, MT 59715 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Minneapolis | MN | 03/2008 | 09/2019 |
| D.A. Davidson & Co. | Bozeman | MT | 09/2019 | Present |
1) HOME VRBO; INVESTMENT RELATED; SCOTTSDALE, AZ; SOLE PROPRIETOR; HOME OWNER; START 8/2/24; 0 HR/YR; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; WE RENT OUT OUR HOME WHEN NOT IN ARIZONA. 2) TRUSTEE; INVESTMENT RELATED; OCALA, FL; START 5/31/26; TRUSTEE FOR VALERIE ANN LLOYD TRUST AGREEMENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-01 |
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