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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-05
FL RA APPROVED 2022-04-08
  • CA RA
    APPROVED
    Since 2023-09-05
  • FL RA
    APPROVED
    Since 2022-04-08

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

San Diego, CA • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-05
FL RA APPROVED 2022-05-09
  • CA RA
    APPROVED
    Since 2023-09-05
  • FL RA
    APPROVED
    Since 2022-05-09

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

San Diego, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Madison Avenue Securities, Inc. San Diego CA 04/2013 03/2022
Raymond James & Associates, Inc. San Diego CA 03/2022 Present
Raymond James Financial Services, Inc. San Diego CA 03/2022 Present
Raymond James Financial Services Advisors, Inc. San Diego CA 03/2022 Present
N/A - Real Estate Agent San Diego CA 07/2014 Present
Previous Registrations
  • 2013-04-02 → 2022-03-07
    San Diego, CA
    Skokie, IL
    Skokie, IL
    San Diego, CA
  • 2012-01-13 → 2013-03-05
    San Diego, CA
  • 2009-03-19 → 2010-10-07
    Cuso Financial Services, L.P.
    San Diego, CA
    National City, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Murrieta, CA
    Lake Elsinore, CA
    Temecula, CA
    San Diego, CA
  • 2006-05-19 → 2008-01-09
    Td Ameritrade, Inc.
    San Diego, CA
  • 2006-05-19 → 2008-01-09
    Td Ameritrade Investment Management, Llc
    La Jaolla, CA
  • 2006-02-21 → 2006-03-07
    Wamu Investments, Inc.
    San Marcos, CA
Other Businesses

(1) Name of Business: Address: 3742 Arizona St, San Diego, CA, 92104, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/30/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: rent out rooms at my house and the cottage in the back and a rental home (2) Name of Business: Address: 3742 Arizona St, San Diego, CA, 92104, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Agent Investment Related: Yes Start Date: 06/30/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: non-active CA licensed Real Estate Sales Agent (3) Name of Business: Address: 3742 Arizona St, San Diego, CA, 92104, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/31/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: own/maintain residential real estate, includes boarders at my primary residence.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-16
S63 Uniform Securities Agent State Law Examination 1997-07-23
  • S66 Uniform Combined State Law Examination
    2006-05-16
  • S63 Uniform Securities Agent State Law Examination
    1997-07-23
Other Names
  • David Gillaspy
  • David Osborne Gillaspy

View on SEC IAPD

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