David Osborne Gillaspy

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 03/2022
  Madison Avenue Securities, Inc.
  San Diego, CA
• 03/2022 → Present
  Raymond James & Associates, Inc.
  San Diego, CA
• 03/2022 → Present
  Raymond James Financial Services, Inc.
  San Diego, CA
• 03/2022 → Present
  Raymond James Financial Services Advisors, Inc.
  San Diego, CA
• 07/2014 → Present
  N/A - Real Estate Agent
  San Diego, CA

Previous Registrations

• 2013-04-02 → 2022-03-07
  Madison Avenue Securities, Llc
  San Diego, CA
  Skokie, IL
  Skokie, IL
  San Diego, CA
• 2012-01-13 → 2013-03-05
  Allstate Financial Advisors, Llc
  San Diego, CA
• 2009-03-19 → 2010-10-07
  Cuso Financial Services, L.P.
  San Diego, CA
  National City, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA
  Murrieta, CA
  Lake Elsinore, CA
  Temecula, CA
  San Diego, CA
• 2006-05-19 → 2008-01-09
  Td Ameritrade, Inc.
  San Diego, CA
• 2006-05-19 → 2008-01-09
  Td Ameritrade Investment Management, Llc
  La Jaolla, CA
• 2006-02-21 → 2006-03-07
  Wamu Investments, Inc.
  San Marcos, CA

Other Businesses

(1) Name of Business: Address: 3742 Arizona St, San Diego, CA, 92104, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/30/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: rent out rooms at my house and the cottage in the back and a rental home (2) Name of Business: Address: 3742 Arizona St, San Diego, CA, 92104, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Agent Investment Related: Yes Start Date: 06/30/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: non-active CA licensed Real Estate Sales Agent (3) Name of Business: Address: 3742 Arizona St, San Diego, CA, 92104, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/31/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: own/maintain residential real estate, includes boarders at my primary residence.

Exams

• S66 Uniform Combined State Law Examination
  2006-05-16
• S63 Uniform Securities Agent State Law Examination
  1997-07-23

Other Names

• David Gillaspy
• David Osborne Gillaspy