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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-11
TX RA APPROVED 2006-11-17
  • MI RA
    APPROVED
    Since 2010-05-11
  • TX RA
    APPROVED
    Since 2006-11-17

Branch Locations

2912 Biddle Ave, Wyandotte, MI 48192 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dearborn MI 01/1999 Present
Bank Of America, N.A. Wyandotte MI 01/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-11-24
  • S66 Uniform Combined State Law Examination
    1999-11-24

View on SEC IAPD

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