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4 Campus Drive, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-12-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jmj Sales Comapny Inc. | Berkeley Heights | NJ | 05/1994 | 09/2018 |
| Summit Equities, Inc. | Parsippany | NJ | 09/2000 | 09/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2018 | Present |
| Summit Financial Resources, Inc | Parsippany | NJ | 09/2000 | 10/2018 |
| Summit Financial, Llc | Parsippany | NJ | 11/2020 | Present |
1) Summit Financial, LLC - RIA Investment Related. 4 Campus Drive Parsippany, NJ 07054, IAR / Office Manager, 11/2020. 160hrs/mo all during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-20 |
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