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Allen K Dennis

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Worth, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1997-07-28
  • TX RA
    APPROVED
    Since 1997-07-28

Branch Locations

301 Commerce St, Fort Worth, TX 76102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Worth TX 04/1997 Present
Bank Of America,N.A. Fort Worth TX 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-05
S63 Uniform Securities Agent State Law Examination 1997-07-22
  • S65 Uniform Investment Adviser Law Examination
    1997-09-05
  • S63 Uniform Securities Agent State Law Examination
    1997-07-22
Other Names
  • Allen K Dennis
  • Kent Dennis
  • Allen Kent Dennis

View on SEC IAPD

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GOOD LIFE PRIVATE WEALTH, LLC · FORT WORTH, TX
SELADOR CAPITAL MANAGEMENT, LP · FT. WORTH, TX
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