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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-07-05 |
| OH | RA | APPROVED | 2004-03-02 |
Branch Locations
5905 E Galbraith Rd, Cincinnati, OH 45236 • United States
Terrace Park, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbus | OH | 11/2003 | Present |
| Bank Of America, Na | Columbus | OH | 01/2010 | Present |
I*1059281For profit or not for profit: Entity For ProfitName of outside business organization: Farm LandInvestment related: NAddress of business: Hillsboro, Ohio, 45133Nature of business: ["Sole Proprietorship"]Position, title, association: ["Owner"], Start date of relationship: 11/3/2022Number of hours devoted: 10 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , Purchased approx. 100 acres of farm land. Plan to operate as farm. I*5150270, Entity Type: , Name of OBA: S M C IRA, Address: White River Jct. , Vermont, 05001, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/31/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-23 |
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