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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2013-03-20
CT RA APPROVED 2012-03-08
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2013-03-20
  • CT RA
    APPROVED
    Since 2012-03-08

Branch Locations

805 Northern Blvd, Great Neck, NY 11021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 02/2012 Present
Previous Registrations
  • 2008-05-30 → 2012-02-28
    New York, NY
    New York, NY
  • 2007-04-02 → 2008-06-02
    Morgan Stanley & Co. Llc
    New York, NY
  • 2007-01-03 → 2007-04-02
    Morgan Stanley Dw Inc.
    New York, NY
    New York, NY
Other Businesses

I*66640 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CUSTOM CREATIVITY FOR LESS INVESTMENT RELATED: N ADDRESS OF BUSINESS: EAST MEADOW, NEW YORK 11554 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 9/10/2013 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CRAFTS, HANDMADE CENTERPIECES, FAVORS, PARTY SUPPLIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-05
S63 Uniform Securities Agent State Law Examination 1997-10-20
  • S65 Uniform Investment Adviser Law Examination
    2006-12-05
  • S63 Uniform Securities Agent State Law Examination
    1997-10-20
Other Names
  • Tracey Elizabeth Bierman
  • Tracey Bierman
  • Tracey Elizabeth Bierman
  • Tracey Bierman
  • Tracey Elizabeth Bierman
  • Tracey Colavito

View on SEC IAPD

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