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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-27 |
| CA | RA | APPROVED | 2018-04-26 |
Branch Locations
1549 Mchenry Avenue Suite A, Modesto, CA 95350 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Modesto | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Modesto | CA | 11/2016 | 04/2018 |
| Stifel Nicolaus & Co Inc | Modesto | CA | 04/2018 | Present |
1. AirBnB; 201 Bear Valley Rd #25, Bear Valley CA, 95223; Owner/Landlord of rental property; 05/01/2015; 5.00 Hour(s) Per Month - not during securities trading hours; Investment related 2. Freedom STR LLC; 1549 McHenry Ave Modesto CA 95350; Short term rental/Air B&B; Owner; Rental Management; 07/01/2024; 1.00hr/week; Not during securities trading hours; Investment-Related 3. Box House; 30 Rockefellar Plaza New York, NY 101112; Development, Design, and construction of Tiny homes for disaster relief; ownership; Investment and tax incentive; 01/07/2026; 10hrs/yr; Not during securities trading hours; Investment related 4. Vaughn Luz HE LLC; 1018 Highland Dr Modesto, CA 95354; Heavy Machinery leasing; Owner; Purchase of Heavy Equipment for Lease by EZ Equipment. The entity owns the equipment, and EZ leases the equipment; 07/01/2026; 2hrs/wk; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-05-30 |
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